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Beltway and Beyond

KEEPING YOU UP TO SPEED ON REGULATORY, LEGISLATIVE, COMPLIANCE AND LEGAL AFFAIRS

Keeping wealth management firms and other industry participants aware of regulatory, legislative, compliance and legal trends – And how to stay ahead of the curve.

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How to Find the Right Lawyer

Reader Faces FINRA Arbitration From Heirs for Risk-averse Investing, Asks How To Choose Right Lawyer Mention a Midwestern…

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