A New Column and Bluerock’s Take on Residential Property Investments

Larry Roth, CEO,
Wealth Solutions Report

Plus How To Stay Ahead of Marketing Trends, Legislative Advocacy, Enhancing Compliance With Data Feeds and the Latest in Recruiting

To My Fellow WSR Community Members:

With the passing of the last barbeque  and swim of the summer season, Labor Day marks a psychological milepost for our industry and clients to return to work at full steam, picking up where we left off, implementing new initiatives and augmenting our firms and routines with the best wisdom collected from summer reading.

Time to put away the grill

To get the ball rolling for September, we bring you a flurry of new initiatives and ideas this week, launching a new column to meet your needs, plus the latest insights into how you can capitalize on marketing trends and customize your alternative investments to include the residential housing sector.

In addition, we bring you the latest updates on legislative advocacy initiatives and your opportunity to participate, a partnership that represents the move in regtech towards monitoring employee trades through direct data feeds and the latest in recruiting news.

Launching Our Wealthtech Roundup Column

Following last week’s launch of our weekly Recruitment Roundup and e-blast, we bring you more exciting news! We launched a new monthly column this week, the Wealthtech Roundup. It explores developments that solve the need for banks, RIAs and independent broker-dealers to supply digital functionality to advisors and their clients in a cost-effective and compliant manner, including tools that gather data to enable firms to glean greater insights and boost profits.

For our inaugural column, we speak with Drew DiMarino, Chief Growth Officer at Riskalyze, about its new Ultimate platform for compliance analytics, centralized administration, client engagement and portfolio alignment. Other entries this month include Orion partnering with Apex Fintech Solutions on automated account opening for advisors and clients, Truist Wealth launching robo-advisor and hybrid investment platforms, SEI partnering with Snowflake on a data cloud for wealth managers and technology-based wealth management startup Farther raising $15 million in its recent Series A round of venture capital.

This Week’s Issue

Aside from that new launch, here’s what we have on tap this week:

How to invest?
Stay ahead of marketing trends

In case you missed it, last week we covered ComplySci’s latest strategic partnership and an update on legislative advocacy by the Financial Services Institute.

  • In the Digital Domain,ComplySci announced an exclusive partnership with custodian Apex Clearing Corporation, a Peak 6 company, to provide ComplySci’s clients with a direct trading platform data feed from Apex to improve security and accuracy for employee trade monitoring and reporting.
  • Want to talk to your legislators about your business? In the Beltway & Beyond section, Dale Brown, President & CEO of theFinancial Services Institute, invites you to reach out to your elected officials through virtual roundtables, in-district meetings and on Capitol Hill, and updates you on the PRO Act and SECURE 2.0 bills.

Please share your thoughts, ideas and questions with us. We enjoy hearing from you!

You can share our articles easily on LinkedIn and other social media as well as email.

Have a great week!


Larry Roth, CEO

Wealth Solutions Report


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